Plan Snapshot
- Plan Sponsor: Insight Investments, LLC
- Sponsor EIN: 943486721
- Sponsor Address: 611 ANTON BLVD. SUITE 700, COSTA MESA, CA, 92626
- Plan Type: 401(k)
- Total Participants: 288
- Total Assets: $40.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 288 | $40.5M | $999,972 | $3.2M |
| 2022 | 277 | $35.2M | $775,452 | $2.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES INC | Investment Advisor | $109,396 | — | $109,396 |
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $16,786 | — | $16,786 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $126,182
- Estimated Expense Ratio: 0.312% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $63,091 | $54,698 | — | — | — |
| 2022 | $68,526 | — | — | — | — |