Plan Snapshot
- Plan Sponsor: Indie LLC
- Sponsor EIN: 384052684
- Sponsor Address: 32 JOURNEY STE 100, ALISO VIEJO, CA, 926565329
- Plan Type: 401(k)
- Total Participants: 193
- Total Assets: $24.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 193 | $24.5M | $1.1M | $3.4M |
| 2023 | 211 | $19.4M | $1.1M | $2.7M |
| 2022 | 163 | $8.8M | $856,901 | $2.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EDWARD JONES | INVESTMENT ADVISORY | $66,602 | — | $66,602 |
| PAYCHEX, INC. | RECORDKEEPER | $20,803 | — | $20,803 |
| PENSION ASSURANCE LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PAYCHEX, INC. — RECORDKEEPER
- PENSION ASSURANCE LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $87,405
- Estimated Expense Ratio: 0.356% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $92,406 | $70,858 | $20,688 | — | — |
| 2023 | $65,518 | $52,344 | $12,301 | — | — |
| 2022 | $36,832 | $28,919 | $7,913 | — | — |