Plan Snapshot
- Plan Sponsor: Incast Asset Management, INC.
- Sponsor EIN: 262429216
- Sponsor Address: 6400 ARTESIA BLVD., BUENA PARK, CA, 90620
- Plan Type: 401(k)
- Total Participants: 195
- Total Assets: $10.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 195 | $10.1M | $258,317 | $1.1M |
| 2023 | 183 | $8.3M | $252,222 | $1.0M |
| 2022 | 162 | $6.5M | $175,599 | $854,246 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RPA FINANCIAL, LLC | INVESTMENT ADVISORY | $29,168 | $9 | $29,177 |
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINSTRATOR | $28,950 | — | $28,950 |
| MAXUS PLAN SOLUTIONS INC. | OTHER SERVICES | $7,326 | $4,264 | $11,590 |
| WRIGHT FORD YOUNG & CO | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WRIGHT FORD YOUNG & CO — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $69,717
- Estimated Expense Ratio: 0.688% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $65,442 | — | $56,807 | — | — |
| 2023 | $52,209 | $22,379 | $29,830 | — | — |
| 2022 | $49,096 | — | $20,360 | — | $28,736 |