Plan Snapshot
- Plan Sponsor: In Mocean Group, LLC
- Sponsor EIN: 134139533
- Sponsor Address: 463 SEVENTH AVENUE, NEW YORK, NY, 10018
- Plan Type: 401(k)
- Total Participants: 164
- Total Assets: $19.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 164 | $19.1M | $0 | $1.3M |
| 2023 | 162 | $17.5M | $0 | $1.5M |
| 2022 | 166 | $13.8M | $0 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS, LLC | Other Service Provider | — | $33,038 | $33,038 |
| ASSOCIATED PENSION CONSULTANTS, INC | Recordkeeper | — | $8,721 | $8,721 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $41,759
- Estimated Expense Ratio: 0.219% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $5,537 | $1,551 | $3,600 | — | — |
| 2023 | $2,792 | — | — | — | — |
| 2022 | $2,680 | — | — | — | — |