Plan Snapshot
- Plan Sponsor: Ia American Warranty, LP
- Sponsor EIN: 200320671
- Sponsor Address: 8201 N FM 620 SUITE 100, AUSTIN, TX, 78726
- Plan Type: 401(k)
- Total Participants: 643
- Total Assets: $49.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 643 | $49.2M | $1.7M | $3.3M |
| 2023 | 727 | $45.2M | $1.8M | $3.5M |
| 2022 | 695 | $38.3M | $1.7M | $3.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NFP RETIREMENT INC | INVESTMENT ADVISOR | $114,834 | — | $114,834 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $62,618 | — | $62,618 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $34,533 | — | $34,533 |
| SCOTT MILLER CPA & ASSOCIATES, PC | Auditor | $31,950 | — | $31,950 |
| ARMANINO LLP | AUDITOR | $19,950 | — | $19,950 |
| SCOTT MILLER CPA & ASSOCIATES INC | AUDITOR | $12,000 | — | $12,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCOTT MILLER CPA & ASSOCIATES, PC — Auditor
- ARMANINO LLP — AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $275,885
- Estimated Expense Ratio: 0.561% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $243,935 | $149,142 | — | $31,950 | — |
| 2023 | $197,242 | $127,856 | — | $10,500 | — |
| 2022 | $192,919 | $134,861 | $58,058 | — | — |