Plan Snapshot
- Plan Sponsor: Hurwitz Fine P.C.
- Sponsor EIN: 161085939
- Sponsor Address: 424 MAIN STREET, ROOM 1300, BUFFALO, NY, 14202
- Plan Type: 401(k)
- Plan Number: 004
- Total Participants: 98
- Total Assets: $13.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 98 | $13.7M | $505,235 | $800,803 |
| 2023 | 103 | $11.8M | $508,934 | $680,442 |
| 2022 | 96 | $9.8M | $469,671 | $646,279 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $44,768 | — | $44,768 |
| OSAIC WEALTH INC | Investment Advisor | — | $12,522 | $12,522 |
| ACTUARIAL CONSULTING SERVICES | Recordkeeper | $4,705 | $5,860 | $10,565 |
| SECURITIES AMERICA, INC | Other Service Provider | — | $10,226 | $10,226 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- OSAIC WEALTH INC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $78,081
- Estimated Expense Ratio: 0.572% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $49,480 | — | $49,480 | — | — |
| 2023 | $39,908 | — | $39,908 | — | — |
| 2022 | $484,519 | — | — | — | — |