Plan Snapshot
- Plan Sponsor: Humphreys & Partners Architects, L.P.
- Sponsor EIN: 752378544
- Sponsor Address: 5339 ALPHA ROAD SUITE 300, DALLAS, TX, 75240
- Plan Type: 401(k)
- Total Participants: 221
- Total Assets: $23.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 221 | $23.0M | $600,317 | $1.6M |
| 2022 | 238 | $19.7M | $484,469 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SVCS | BROKER/ADVISER | — | $80,390 | $80,390 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $24,438 | — | $24,438 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $11,138 | — | $11,138 |
| ENVESTNET RETIREMENT SOLUTIONS, LLC | OTHER | $8,182 | — | $8,182 |
| KHA ACCOUNTANTS, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KHA ACCOUNTANTS, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $124,148
- Estimated Expense Ratio: 0.541% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $21,879 | $5,569 | — | — | — |
| 2022 | $24,829 | $7,305 | $17,524 | — | — |