Plan Snapshot
- Plan Sponsor: Hubbardton Forge, LLC
- Sponsor EIN: 203535651
- Sponsor Address: 154 ROUTE 30, CASTLETON, VT, 05735
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 254
- Total Assets: $22.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 254 | $22.9M | $0 | $0 |
| 2024 | 197 | $19.7M | $354,349 | $1.0M |
| 2023 | 210 | $17.4M | $360,228 | $959,542 |
| 2022 | 231 | $14.8M | $0 | $383,280 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STANCORP FINANCIAL GROUP | Other Service Provider | $40,666 | — | $40,666 |
| PENSIONMARK FINANCIAL GROUP | Other Service Provider | $27,005 | — | $27,005 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $67,671
- Estimated Expense Ratio: 0.296% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,077,403 | $27,005 | $40,669 | — | — |
| 2024 | $65,482 | $26,255 | $39,227 | — | — |
| 2023 | $59,382 | $25,473 | $33,909 | — | — |
| 2022 | $63,643 | — | $63,643 | — | — |