Plan Snapshot
- Plan Sponsor: Hta
- Sponsor EIN: 133578209
- Sponsor Address: 97 CENTRE AVENUE, NEW ROCHELLE, NY, 108017212
- Plan Type: 401(k)
- Total Participants: 130
- Total Assets: $8.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 130 | $8.1M | $104,620 | $242,052 |
| 2023 | 145 | $8.4M | $631,310 | $222,165 |
| 2022 | 124 | $6.7M | $427,638 | $186,314 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | RECORDKEEPER | $26,830 | — | $26,830 |
| J P MORGAN BROKER-DEALER HOLDINGS I | INVESTMENT ADVISOR | $20,060 | — | $20,060 |
| CERINI & ASSOCIATES, LLP | PLAN AUDITOR | $15,000 | — | $15,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $61,890
- Estimated Expense Ratio: 0.764% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $61,263 | $20,859 | — | $13,574 | — |
| 2023 | $64,045 | $17,260 | — | $12,749 | — |
| 2022 | $51,054 | — | $51,054 | — | — |