Plan Snapshot
- Plan Sponsor: Houston Ear, Nose & Throat Clinic, LLP
- Sponsor EIN: 741195579
- Sponsor Address: 14140 SOUTHWEST FREEWAY, SUGARLAND, TX, 77478
- Plan Type: 401(k)
- Total Participants: 110
- Total Assets: $27.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 110 | $27.0M | $895,959 | $824,722 |
| 2023 | 105 | $23.6M | $742,856 | $828,078 |
| 2022 | 104 | $21.1M | $826,375 | $788,333 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SOVERIGN WEALTH ADVISORS LLC | Investment Advisor | $29,341 | — | $29,341 |
| ARMANINO LLP | Auditor | $28,350 | — | $28,350 |
| FLEXPATH STRATEGIES LLC | Other Service Provider | $12,098 | — | $12,098 |
| LPL FINANCIAL | Investment Advisor | $10,659 | — | $10,659 |
| NOVA 401(K) ASSOCIATES | Recordkeeper | $7,548 | — | $7,548 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ARMANINO LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $87,996
- Estimated Expense Ratio: 0.326% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $85,340 | — | $2,427 | — | — |
| 2023 | $76,968 | — | $1,850 | — | — |
| 2022 | $43,781 | $43,781 | — | — | — |