Plan Snapshot
- Plan Sponsor: Houghton Mifflin Harcourt Publishing Company
- Sponsor EIN: 041456030
- Sponsor Address: 125 HIGH STREET, BOSTON, MA, 02110
- Plan Type: 401(k)
- Total Participants: 2,768
- Total Assets: $644.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,768 | $644.2M | $8.0M | $26.8M |
| 2023 | 2,891 | $583.2M | $7.1M | $23.6M |
| 2022 | 2,154 | $478.7M | $5.5M | $18.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INST. OPS. CO | RECORDKEEPER | $283,561 | — | $283,561 |
| NEPC LLC | INVESTMENT ADVISOR | $160,207 | — | $160,207 |
| CARON & BLETZER PLLC | AUDITOR | $19,600 | — | $19,600 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INST. OPS. CO — RECORDKEEPER
- NEPC LLC — INVESTMENT ADVISOR
- CARON & BLETZER PLLC — AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $463,368
- Estimated Expense Ratio: 0.072% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $467,289 | $160,207 | $283,561 | $19,600 | — |
| 2023 | $443,133 | $128,123 | $271,506 | $27,870 | — |
| 2022 | $418,942 | $147,145 | $227,184 | — | $44,613 |