Plan Snapshot
- Plan Sponsor: Horton Lees Brogden Lighting Design INC.
- Sponsor EIN: 132671278
- Sponsor Address: 38 EAST 32ND STREET, NEW YORK, NY, 10016
- Plan Type: 401(k)
- Total Participants: 119
- Total Assets: $13.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 119 | $13.5M | $420,964 | $1.1M |
| 2023 | 109 | $11.2M | $355,331 | $916,393 |
| 2022 | 126 | $8.3M | $369,919 | $852,248 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Other Service Provider | $25,459 | — | $25,459 |
| JPMORGAN SECURITIES LLC | Investment Advisor | $21,976 | $5 | $21,981 |
| CONCIERGE RETIREMENT SERVICES | Other Service Provider | $1,325 | $5,862 | $7,187 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JPMORGAN SECURITIES LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $54,627
- Estimated Expense Ratio: 0.406% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $48,761 | $21,978 | $26,783 | — | — |
| 2023 | $45,863 | $23,327 | $22,536 | — | — |
| 2022 | — | — | — | — | — |