Plan Snapshot
- Plan Sponsor: Horizon Eye Care, P.A.
- Sponsor EIN: 562052180
- Sponsor Address: 135 S. SHARON AMITY ROAD, SUITE 100, CHARLOTTE, NC, 28211
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 365
- Total Assets: $35.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 365 | $35.3M | $0 | $0 |
| 2024 | 254 | $32.8M | $777,483 | $977,764 |
| 2023 | 231 | $27.5M | $727,760 | $900,830 |
| 2022 | 236 | $22.4M | $646,187 | $821,353 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CURI RMB CAPITAL, LLC | Other Service Provider | — | $34,692 | $34,692 |
| PENTEGRA SERVICES INC | Recordkeeper | — | $17,056 | $17,056 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $51,748
- Estimated Expense Ratio: 0.147% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $4,786,585 | — | $31,858 | — | — |
| 2024 | $21,853 | — | $21,853 | — | — |
| 2023 | $29,678 | — | $29,678 | — | — |
| 2022 | $21,786 | — | $21,786 | — | — |