Plan Snapshot
- Plan Sponsor: Hogan Assessment Systems, INC.
- Sponsor EIN: 731306889
- Sponsor Address: 11 S GREENWOOD AVE, TULSA, OK, 741201400
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 148
- Total Assets: $18.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 148 | $18.4M | $0 | $0 |
| 2024 | 126 | $15.3M | $785,642 | $1.1M |
| 2023 | 119 | $13.2M | $1.6M | $1.1M |
| 2022 | 119 | $11.3M | $0 | $802,166 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $31,823 | — | $31,823 |
| MERRILL LYNCH PIERCE FENNER & SMITH | Other Service Provider | $30,930 | $11 | $30,941 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $62,764
- Estimated Expense Ratio: 0.340% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,652,788 | $12,372 | $31,824 | — | — |
| 2024 | $57,655 | $10,473 | $31,473 | — | — |
| 2023 | $54,517 | $9,209 | $29,780 | — | — |
| 2022 | $59,042 | $14,765 | $27,712 | — | $16,565 |