Plan Snapshot
- Plan Sponsor: Ho-Chunk Nation
- Sponsor EIN: 391140880
- Sponsor Address: W9814 AIRPORT ROAD, BLACK RIVER FALLS, WI, 54615
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 2,392
- Total Assets: $85.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,392 | $85.6M | $3.5M | $5.1M |
| 2023 | 2,265 | $72.1M | $1.6M | $4.0M |
| 2022 | 2,143 | $63.1M | $1.4M | $3.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEWPORT GROUP, INC. | Recordkeeper | $135,360 | — | $135,360 |
| NFP RETIREMENT, INC. | Investment Advisor | $64,967 | — | $64,967 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $200,327
- Estimated Expense Ratio: 0.234% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $223,130 | $64,967 | $55,995 | — | — |
| 2023 | $212,572 | $64,928 | $104,656 | — | — |
| 2022 | $217,269 | $57,972 | $159,297 | — | — |