Plan Snapshot
- Plan Sponsor: Hilltop Holdings INC.
- Sponsor EIN: 841477939
- Sponsor Address: 6565 HILLCREST AVE, DALLAS, TX, 75205
- Plan Type: 401(k)
- Total Participants: 3,609
- Total Assets: $809.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,609 | $809.7M | $13.3M | $35.0M |
| 2023 | 3,797 | $727.0M | $13.2M | $34.8M |
| 2022 | 4,148 | $644.9M | $15.2M | $39.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | NONE | $360,583 | — | $360,583 |
| ATWOOD & PALMER INC | NONE | $13,640 | — | $13,640 |
| CHARLES SCHWAB & CO INC | NONE | $10,652 | — | $10,652 |
| FINANCIAL DESIGNS CORPORATION | NONE | $9,760 | — | $9,760 |
| FISHER INVESTMENTS | NONE | $9,322 | — | $9,322 |
| NEWBURY CAPITAL MANAGEMENT LLC | NONE | $8,310 | — | $8,310 |
| BEAIRD HARRIS | NONE | $7,934 | — | $7,934 |
| 7TH HARVEST INVESTMENTS LLC | NONE | $5,627 | — | $5,627 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES INC — NONE
- CHARLES SCHWAB & CO INC — NONE
- FISHER INVESTMENTS — NONE
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $425,828
- Estimated Expense Ratio: 0.053% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $423,416 | $184,117 | — | — | — |
| 2023 | $411,796 | $154,076 | — | — | — |
| 2022 | $514,708 | $48,456 | — | — | — |