Plan Snapshot
- Plan Sponsor: High Falls Operating Company, LLC
- Sponsor EIN: 800301564
- Sponsor Address: 445 ST. PAUL STREET, ROCHESTER, NY, 14605
- Plan Type: 401(k)
- Total Participants: 322
- Total Assets: $16.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 322 | $16.1M | $117,799 | $1.1M |
| 2023 | 337 | $14.6M | $110,256 | $1.1M |
| 2022 | 367 | $13.4M | $111,545 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| INSERO & CO. CPAS, LLP | Auditor | $13,225 | — | $13,225 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- INSERO & CO. CPAS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $13,225
- Estimated Expense Ratio: 0.082% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $89,074 | $38,057 | $37,792 | $13,225 | — |
| 2023 | $84,664 | $38,618 | $34,046 | $12,000 | — |
| 2022 | $84,544 | $39,130 | $33,414 | — | $12,000 |