Plan Snapshot
- Plan Sponsor: Herzfeld & Rubin, P.C.
- Sponsor EIN: 132688520
- Sponsor Address: 17 STATE STREET, NEW YORK, NY, 10004
- Plan Type: 401(k)
- Total Participants: 22
- Total Assets: $19.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 22 | $19.3M | $0 | $219,084 |
| 2023 | 24 | $21.1M | $0 | $285,506 |
| 2022 | 49 | $21.3M | $0 | $449,879 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EISNERAMPER LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- EISNERAMPER LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $4,978,740 | — | $68,952 | — | — |
| 2023 | $3,944,142 | — | $81,692 | — | — |
| 2022 | $92,167 | $43,625 | $25,974 | — | $22,440 |