Plan Snapshot
- Plan Sponsor: Herren Associates, INC.
- Sponsor EIN: 541503272
- Sponsor Address: 1220 12TH STREET SE SUITE 310, WASHINGTON, DC, 20003
- Plan Type: 401(k)
- Total Participants: 147
- Total Assets: $22.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 147 | $22.2M | $583,396 | $1.1M |
| 2023 | 138 | $17.7M | $709,858 | $1.1M |
| 2022 | 126 | $14.3M | $570,208 | $910,719 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LEE CPA AUDIT GROUP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LEE CPA AUDIT GROUP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $43,578 | — | $43,578 | — | — |
| 2023 | $40,540 | — | $40,540 | — | — |
| 2022 | $42,585 | — | $42,585 | — | — |