Plan Snapshot
- Plan Sponsor: Heritage Tractor, INC.
- Sponsor EIN: 481194280
- Sponsor Address: 800 INDUSTRIAL PARK ROAD, BALDWIN CITY, KS, 66006
- Plan Type: 401(k)
- Total Participants: 687
- Total Assets: $61.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 687 | $61.4M | $1.2M | $2.9M |
| 2023 | 487 | $24.3M | $880,729 | $2.3M |
| 2022 | 487 | $19.2M | $839,358 | $2.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MARINER, LLC | INVESTMENT ADVISOR | $53,535 | — | $53,535 |
| THE VANGUARD GROUP | RECORDKEEPER | $51,614 | — | $51,614 |
| ERISA SERVICES MIDWEST LLC | CONTRACT ADMIN | $28,164 | — | $28,164 |
| ERISA SERVICES OF ALABAMA | CONTRACT ADMIN | $13,993 | — | $13,993 |
| KCOE ISOM, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KCOE ISOM, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $147,306
- Estimated Expense Ratio: 0.240% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $123,247 | — | $123,247 | — | — |
| 2023 | $104,732 | — | $104,732 | — | — |
| 2022 | $96,774 | — | — | — | $96,774 |