Plan Snapshot
- Plan Sponsor: Herbert Malarkey Roofing Company
- Sponsor EIN: 930508973
- Sponsor Address: 3131 N. COLUMBIA BLVD, PORTLAND, OR, 972177472
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 0 | $0 | $2.0M | $4.0M |
| 2022 | 556 | $39.5M | $2.0M | $3.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $68,006 | — | $68,006 |
| EMPOWER ANNUITY INSURANCE COMPANNCE | Recordkeeper | $67,845 | — | $67,845 |
| CAMBRIDGE INVESTMENT GROUP | Investment Advisor | $47,500 | — | $47,500 |
| INDEPENDENT RETIREMENT CONSULTING | Other Service Provider | $10,950 | — | $10,950 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $194,301
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $237,712 | — | $237,712 | — | — |
| 2022 | $166,451 | — | $166,451 | — | — |