Plan Snapshot
- Plan Sponsor: Herbert J Sims & Co. INC.
- Sponsor EIN: 135213180
- Sponsor Address: 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824
- Plan Type: 401(k)
- Total Participants: 111
- Total Assets: $30.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 111 | $30.1M | $155,668 | $1.5M |
| 2023 | 126 | $28.5M | $154,586 | $1.5M |
| 2022 | 104 | $23.4M | $152,367 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| APRIO LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- APRIO LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $71,085 | $127 | $65,735 | — | — |
| 2023 | $2,938 | — | $2,938 | — | — |
| 2022 | $4,418 | — | $4,368 | — | — |