Plan Snapshot
- Plan Sponsor: Heath Ceramics, Ltd.
- Sponsor EIN: 753123399
- Sponsor Address: 400 GATE 5 ROAD, SAUSALITO, CA, 94965
- Plan Type: 401(k)
- Total Participants: 173
- Total Assets: $13.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 173 | $13.8M | $180,250 | $942,137 |
| 2023 | 169 | $11.6M | $173,500 | $1.0M |
| 2022 | 178 | $9.4M | $172,250 | $961,099 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TURNER, WARREN, HWANG & CONRAD | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $72,710 | $43,928 | $28,782 | — | — |
| 2023 | $67,757 | — | $67,757 | — | — |
| 2022 | $83,677 | — | $83,677 | — | — |