Plan Snapshot
- Plan Sponsor: Heart & Vascular Of Wisconsin Sc
- Sponsor EIN: 832640128
- Sponsor Address: 5045 W GRANDE MARKET DRIVE, APPLETON, WI, 54913
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $0 | $0 |
| 2024 | 17 | $1,211 | $347,969 | $779,730 |
| 2023 | 135 | $10.6M | $321,398 | $790,008 |
| 2022 | 113 | $8.7M | $283,980 | $712,698 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CLIFTONLARSONALLEN WEALTH ADVIOSORS | Investment Advisor | $56,610 | — | $56,610 |
| PCS RETIREMENT, LLC | Recordkeeper | $18,052 | — | $18,052 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN WEALTH ADVIOSORS — Investment Advisor
- PCS RETIREMENT, LLC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $74,662
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | — | — | — | — | — |
| 2024 | $37,331 | — | — | — | — |
| 2023 | $36,938 | $27,674 | $9,264 | — | — |
| 2022 | $34,178 | — | $34,178 | — | — |