Plan Snapshot
- Plan Sponsor: Heapy Engineering
- Sponsor EIN: 311743951
- Sponsor Address: 1400 W DOROTHY LANE, DAYTON, OH, 454091310
- Plan Type: DC
- Total Participants: 250
- Total Assets: $38.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 250 | $38.2M | $934,193 | $2.2M |
| 2023 | 219 | $34.8M | $819,516 | $1.9M |
| 2022 | 202 | $27.5M | $734,171 | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EVERHART ADVISORS | INVESTMENT ADVISORY | $63,454 | — | $63,454 |
| TRANSAMERICA RETIREMENT SOLUTIONS | RECORDKEEPER | $53,597 | — | $53,597 |
| CREATIVE RETIREMENT SYSTEMS, INC. | TPA | $6,339 | $464 | $6,803 |
| RSM US LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- EVERHART ADVISORS — INVESTMENT ADVISORY
- TRANSAMERICA RETIREMENT SOLUTIONS — RECORDKEEPER
- RSM US LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $123,854
- Estimated Expense Ratio: 0.324% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $188,025 | — | — | — | — |
| 2023 | $157,197 | — | — | — | — |
| 2022 | $94,345 | — | — | — | — |