Plan Snapshot
- Plan Sponsor: Headlands Research, INC.
- Sponsor EIN: 830520149
- Sponsor Address: 130 JOHN F. KENNEDY DR., STE 203, LAKE WORTH, FL, 33462
- Plan Type: 401(k)
- Total Participants: 365
- Total Assets: $10.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 365 | $10.1M | $306,534 | $1.3M |
| 2023 | 338 | $7.3M | $0 | $877,412 |
| 2022 | 262 | $7.6M | $0 | $573,549 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CORNERSTONE WEALTH GROUP | SERVICE PROVIDER | — | $23,915 | $23,915 |
| ASSURANCE DIMENSIONS | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ASSURANCE DIMENSIONS — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $23,915
- Estimated Expense Ratio: 0.237% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $49,369 | — | $49,369 | — | — |
| 2023 | $55,085 | — | $55,085 | — | — |
| 2022 | $33,675 | — | $33,675 | — | — |