Plan Snapshot
- Plan Sponsor: Hay House, INC.
- Sponsor EIN: 954094272
- Sponsor Address: 300 CARLSBAD VILLAGE DRIVE, CARLSBAD, CA, 92008
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 120
- Total Assets: $13.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 120 | $13.3M | $251,598 | $700,350 |
| 2022 | 119 | $11.0M | $242,256 | $709,067 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GREAT-WEST LIFE & ANNUITY INSURANCE | Recordkeeper | $72,253 | — | $72,253 |
| CAMBRIDGE INVESTMENT RESEARCH INC | Investment Advisor | — | $39,479 | $39,479 |
| PREMIER PLAN CONSULTANTS INC | Other Service Provider | $3,268 | $10,000 | $13,268 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $125,000
- Estimated Expense Ratio: 0.937% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $73,836 | — | $73,836 | — | — |
| 2022 | $70,246 | — | $70,246 | — | — |