Plan Snapshot
- Plan Sponsor: Hatfield And Company, INC.
- Sponsor EIN: 741646507
- Sponsor Address: 2475 DISCOVERY BLVD, ROCKWALL, TX, 75032
- Plan Type: 401(k)
- Total Participants: 141
- Total Assets: $19.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 141 | $19.4M | $457,219 | $1.4M |
| 2023 | 118 | $16.4M | $422,245 | $1.4M |
| 2022 | 120 | $15.9M | $360,990 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EDWARD D JONES & CO LP | RIA | — | $45,766 | $45,766 |
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $45,766
- Estimated Expense Ratio: 0.236% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $88,061 | $49,428 | $38,633 | — | — |
| 2023 | $67,521 | $43,205 | $24,316 | — | — |
| 2022 | $69,430 | $42,873 | $26,557 | — | — |