Plan Snapshot
- Plan Sponsor: Hartzell Industries, INC.
- Sponsor EIN: 310674874
- Sponsor Address: 1025 S. ROOSEVELT AVE., PIQUA, OH, 45356
- Plan Type: 401(k)
- Total Participants: 290
- Total Assets: $20.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 290 | $20.4M | $725,920 | $1.5M |
| 2023 | 258 | $19.7M | $482,120 | $1.3M |
| 2022 | 250 | $17.7M | $421,131 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPFINANCIAL PARTNERS,LLC | SERVICE PROVIDER | — | $39,916 | $39,916 |
| LATITUDE SERVICE COMPANY INC | THIRD PARTY ADMNINISTRAT | — | $7,232 | $7,232 |
| CLARK, SCHAEFER, HACKETT & CO. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $47,148
- Estimated Expense Ratio: 0.232% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $29,835 | — | — | — | — |
| 2023 | $20,210 | — | — | — | — |
| 2022 | $21,028 | $1,358 | $7,020 | — | $12,650 |