Plan Snapshot
- Plan Sponsor: Hartwick College
- Sponsor EIN: 150533561
- Sponsor Address: ONE HARTWICK DRIVE, ONEONTA, NY, 138204000
- Plan Type: 401(k)
- Total Participants: 467
- Total Assets: $105.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 467 | $105.4M | $1.0M | $1.4M |
| 2023 | 514 | $97.3M | $1.0M | $1.4M |
| 2022 | 506 | $88.0M | $1.0M | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TIAA | RECORDKEEPER | $67,642 | — | $67,642 |
| FIDUCIARY INVESTMENT ADVISORS, LLC | ADVISOR | $33,011 | — | $33,011 |
| BERRYDUNN | AUDITOR | $15,000 | — | $15,000 |
| BERRY, DUNN, MCNEIL & PARKER (NY), | Auditor | $15,000 | — | $15,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TIAA — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $130,653
- Estimated Expense Ratio: 0.124% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $117,410 | $33,011 | $69,399 | $15,000 | — |
| 2023 | $98,027 | $25,525 | $58,002 | $14,500 | — |
| 2022 | $90,857 | $24,782 | $53,175 | — | $12,900 |