Plan Snapshot
- Plan Sponsor: Hartung Brothers, INC.
- Sponsor EIN: 391215159
- Sponsor Address: 708 HEARTLAND TRAIL SUITE 2000, MADISON, WI, 537172172
- Plan Type: 401(k)
- Total Participants: 146
- Total Assets: $47.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 146 | $47.7M | $1.6M | $1.1M |
| 2023 | 145 | $47.7M | $1.8M | $1.1M |
| 2022 | 170 | $42.2M | $1.7M | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $85,975 | — | $85,975 |
| MML INVESTORS SERVICES LLC | INVESTMENT ADVISORY | — | $56,723 | $56,723 |
| CREATIVE PLANNING, LLC | INVESTMENT ADVISORY | $22,393 | $4 | $22,397 |
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MML INVESTORS SERVICES LLC — INVESTMENT ADVISORY
- CREATIVE PLANNING, LLC — INVESTMENT ADVISORY
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $165,095
- Estimated Expense Ratio: 0.346% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $108,368 | — | $108,368 | — | — |
| 2023 | $66,785 | — | $66,785 | — | — |
| 2022 | $62,705 | $49,621 | $13,084 | — | — |