Plan Snapshot
- Plan Sponsor: Hartley & Parker Ltd, INC.
- Sponsor EIN: 060384867
- Sponsor Address: 500 JOHN HANCOCK ROAD, TAUNTON, MA, 02780
- Plan Type: 401(k)
- Total Participants: 175
- Total Assets: $11.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 175 | $11.4M | $156,360 | $824,090 |
| 2022 | 152 | $11.1M | $158,529 | $829,077 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | Investment Advisor | — | $23,824 | $23,824 |
| MMA SECURITIES LLC | Investment Advisor | — | $23,134 | $23,134 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $6,054 | — | $6,054 |
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $5,578 | — | $5,578 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $58,590
- Estimated Expense Ratio: 0.514% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $8,027 | $3,027 | — | — | — |
| 2022 | $4,973 | $4,118 | $855 | — | — |