Plan Snapshot
- Plan Sponsor: Halo Branded Solutions, INC.
- Sponsor EIN: 030509520
- Sponsor Address: 1500 HALO WAY, STERLING, IL, 61081
- Plan Type: 401(k)
- Total Participants: 1,886
- Total Assets: $131.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,886 | $131.4M | $796,374 | $10.2M |
| 2023 | 1,889 | $114.9M | $795,461 | $10.4M |
| 2022 | 2,095 | $95.5M | $844,403 | $9.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BOKF, NA | TRUSTEE | $224,834 | — | $224,834 |
| MESIROW FINANCIAL, INC. | INVESTMENT ADVISORY | $25,000 | — | $25,000 |
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MESIROW FINANCIAL, INC. — INVESTMENT ADVISORY
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $249,834
- Estimated Expense Ratio: 0.190% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $253,851 | $50,000 | — | — | — |
| 2023 | $269,599 | $84,984 | — | — | — |
| 2022 | $261,771 | $84,894 | — | — | $176,877 |