Plan Snapshot
- Plan Sponsor: Hall & Evans, LLC
- Sponsor EIN: 841225924
- Sponsor Address: 1001 SEVENTEENTH STREET SUITE 300, DENVER, CO, 80202
- Plan Type: DC
- Total Participants: 223
- Total Assets: $45.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 223 | $45.3M | $1.3M | $1.8M |
| 2023 | 227 | $40.8M | $1.2M | $1.7M |
| 2022 | 199 | $35.7M | $1.0M | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HALBERT HARGROVE GLOBAL ADVISO | Investment Advisor | $35,623 | — | $35,623 |
| INNOVEST PORTFOLIO SOLUTIONS LLC | Investment Advisor | $12,241 | — | $12,241 |
| SCHAEFER FINANCIAL MANAGEMENT | Investment Advisor | $10,703 | — | $10,703 |
| JPMORGAN INVEST HOLDINGS LLC | Recordkeeper | $8,167 | — | $8,167 |
| PRIVATE CAPITAL MANAGEMENT LLC | Investment Advisor | $6,126 | — | $6,126 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $72,860
- Estimated Expense Ratio: 0.161% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $73,291 | $65,124 | — | — | — |
| 2023 | $58,054 | $58,054 | — | — | — |
| 2022 | $6,795 | — | $6,795 | — | — |