Plan Snapshot
- Plan Sponsor: Hagens Berman Sobol Shapiro LLP
- Sponsor EIN: 912017394
- Sponsor Address: 1301 2ND AVENUE, SEATTLE, WA, 98101
- Plan Type: 401(k)
- Total Participants: 140
- Total Assets: $30.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 140 | $30.3M | $0 | $2.5M |
| 2023 | 139 | $25.1M | $0 | $2.3M |
| 2022 | 136 | $21.1M | $0 | $2.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | Recordkeeper | $56,738 | — | $56,738 |
| SWEENEY CONARD P.S. | Other Service Provider | $15,000 | — | $15,000 |
| EVERGREEN GAVEKAL | Investment Advisor | $7,004 | — | $7,004 |
| INTEGRATED ADVISORS NETWORK LL | Other Service Provider | $5,976 | — | $5,976 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES,INC — Recordkeeper
- EVERGREEN GAVEKAL — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $84,718
- Estimated Expense Ratio: 0.280% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $99,621 | $77,734 | $5,000 | $10,000 | — |
| 2023 | $71,610 | $52,150 | $13,000 | — | — |
| 2022 | $64,992 | $5,628 | — | — | $11,000 |