Plan Snapshot
- Plan Sponsor: H.J. Baker And Bro., LLC
- Sponsor EIN: 814867907
- Sponsor Address: 1450 LAKE ROBBINS DRIVE, THE WOODLANDS, TX, 77380
- Plan Type: 401(k)
- Total Participants: 73
- Total Assets: $22.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 73 | $22.5M | $866,096 | $800,060 |
| 2023 | 81 | $20.3M | $862,446 | $811,709 |
| 2022 | 83 | $16.3M | $830,063 | $759,691 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PKF O'CONNOR DAVIES, LLP | Auditor | $2,555 | — | $2,555 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PKF O'CONNOR DAVIES, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,555
- Estimated Expense Ratio: 0.011% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,848 | — | — | $2,555 | — |
| 2023 | $1,841 | — | — | — | — |
| 2022 | $1,445 | — | — | — | — |