Plan Snapshot
- Plan Sponsor: Guaranty Service Group, INC.
- Sponsor EIN: 391462778
- Sponsor Address: 481 E DIVISION STREET, FOND DU LAC, WI, 54935
- Plan Type: 401(k)
- Total Participants: 58
- Total Assets: $6.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 58 | $6.7M | $96,286 | $331,319 |
| 2023 | 61 | $7.4M | $200,650 | $726,209 |
| 2022 | 191 | $7.9M | $255,156 | $925,837 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SPECTRUM INVESTMENT ADVISORS | Other Service Provider | $28,787 | — | $28,787 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $28,787
- Estimated Expense Ratio: 0.428% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $33,373 | $28,787 | $4,586 | — | — |
| 2023 | $39,204 | $31,255 | $7,949 | — | — |
| 2022 | $35,914 | $32,601 | $3,313 | — | — |