Plan Snapshot
- Plan Sponsor: Grayson & Associates, P.C.
- Sponsor EIN: 630917523
- Sponsor Address: 400 VESTAVIA PARKWAY, SUITE 221, VESTAVIA HILLS, AL, 352163570
- Plan Type: 401(k)
- Total Participants: 86
- Total Assets: $24.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 86 | $24.7M | $799,061 | $637,667 |
| 2023 | 106 | $24.0M | $743,912 | $599,127 |
| 2022 | 105 | $20.7M | $728,672 | $554,292 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES INSURANCE GROUP INC | Other Service Provider | — | $41,892 | $41,892 |
| APRIO LLP | Auditor | $23,796 | — | $23,796 |
| EMPOWER ANNUITY INSURANCE CO OF AME | Recordkeeper | $22,309 | — | $22,309 |
| PEARCE BEVILL LEESBURG MOORE PC | Recordkeeper | — | $9,445 | $9,445 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- APRIO LLP — Auditor
- PEARCE BEVILL LEESBURG MOORE PC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $97,442
- Estimated Expense Ratio: 0.395% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $45,005 | $45,005 | — | — | — |
| 2023 | $45,454 | $45,454 | — | — | — |
| 2022 | $19,086 | $19,086 | — | — | — |