Plan Snapshot
- Plan Sponsor: Graves, Dougherty, Hearon & Moody A Professional Corporation
- Sponsor EIN: 742587674
- Sponsor Address: 401 CONGRESS AVE., AUSTIN, TX, 78701
- Plan Type: 401(k)
- Total Participants: 56
- Total Assets: $55.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 56 | $55.7M | $433,872 | $796,994 |
| 2023 | 60 | $49.8M | $474,887 | $760,957 |
| 2022 | 65 | $45.9M | $230,850 | $736,335 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CROWE LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $31,495 | — | — | — | — |
| 2023 | $32,658 | — | — | — | — |
| 2022 | $29,457 | — | — | — | — |