Plan Snapshot
- Plan Sponsor: Graham Corporation
- Sponsor EIN: 161194720
- Sponsor Address: 20 FLORENCE AVENUE, BATAVIA, NY, 14020
- Plan Type: 401(k)
- Total Participants: 591
- Total Assets: $97.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 591 | $97.7M | $3.7M | $5.3M |
| 2023 | 555 | $85.6M | $3.2M | $4.3M |
| 2022 | 507 | $68.2M | $2.7M | $3.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | NONE | $121,761 | — | $121,761 |
| SAGEVIEW ADVISORY GROUP LLC | NONE | $49,189 | — | $49,189 |
| FREED MAXICK | NONE | $23,200 | — | $23,200 |
| HARTER SECREST & EMERY LLP | NONE | $8,468 | — | $8,468 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE VANGUARD GROUP, INC. — NONE
- SAGEVIEW ADVISORY GROUP LLC — NONE
- HARTER SECREST & EMERY LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $202,618
- Estimated Expense Ratio: 0.207% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $192,368 | — | — | — | — |
| 2023 | $101,545 | — | — | — | — |
| 2022 | $51,705 | — | — | — | — |