Plan Snapshot
- Plan Sponsor: Goodwyn Mills Cawood, LLC
- Sponsor EIN: 854128572
- Sponsor Address: 2660 EASTCHASE LANE, SUITE 200, MONTGOMERY, AL, 361177024
- Plan Type: 401(k)
- Total Participants: 643
- Total Assets: $54.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 643 | $54.6M | $2.1M | $4.3M |
| 2023 | 539 | $44.7M | $1.9M | $3.8M |
| 2022 | 471 | $35.6M | $1.4M | $3.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $71,014 | — | $71,014 |
| REGIONS BANK | ADVISOR | $67,065 | — | $67,065 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $12,227 | — | $12,227 |
| ALDRIDGE, BORDEN & COMPANY, P.C. | ACCOUNTANT/AUDITOR | $8,845 | — | $8,845 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $159,151
- Estimated Expense Ratio: 0.292% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $159,152 | $79,293 | — | $8,845 | — |
| 2023 | $131,770 | $36,619 | — | — | — |
| 2022 | $168,584 | — | — | — | $168,584 |