Plan Snapshot
- Plan Sponsor: Golden State Orthopedics & Spine
- Sponsor EIN: 943375456
- Sponsor Address: 2625 SHADELANDS DRIVE, WALNUT CREEK, CA, 94598
- Plan Type: 401(k)
- Total Participants: 431
- Total Assets: $109.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 431 | $109.4M | $3.1M | $2.4M |
| 2023 | 356 | $96.0M | $2.8M | $2.4M |
| 2022 | 333 | $79.5M | $2.7M | $2.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPITAL PERFORMANCE ADVISORS | Investment Advisor | $216,926 | — | $216,926 |
| PENSIONONE ADVISORS | Recordkeeper | $74,593 | — | $74,593 |
| PILLER WEALTH MGMT LLC | Investment Advisor | $48,450 | — | $48,450 |
| ROCKELFELLER GLOBAL FAMILY OFFICE | Investment Advisor | $46,972 | — | $46,972 |
| STELVIO PRIVATE WEALTH | Investment Advisor | $14,663 | — | $14,663 |
| A.C. SONDHI & ASSOC, LLC | Investment Advisor | $12,995 | — | $12,995 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $414,599
- Estimated Expense Ratio: 0.379% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $420,113 | $342,539 | $74,793 | — | — |
| 2023 | $463,348 | $312,101 | $111,747 | — | — |
| 2022 | $328,136 | $310,367 | — | — | $10,400 |