Plan Snapshot
- Plan Sponsor: Goldberg Segalla LLP
- Sponsor EIN: 161603155
- Sponsor Address: 665 MAIN STREET, BUFFALO, NY, 142031425
- Plan Type: 401(k)
- Total Participants: 922
- Total Assets: $112.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 922 | $112.4M | $2.5M | $8.3M |
| 2023 | 874 | $97.1M | $2.5M | $7.5M |
| 2022 | 823 | $78.2M | $2.5M | $7.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $135,972 | — | $135,972 |
| MORGAN STANLEY GLOBAL | INVESTMENT ADVISORY | $81,081 | — | $81,081 |
| FREED MAXICK CPAS, PC | INVESTMENT ADVISORY | $23,250 | — | $23,250 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY GLOBAL — INVESTMENT ADVISORY
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $240,303
- Estimated Expense Ratio: 0.214% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $240,303 | $81,081 | $135,972 | $23,250 | — |
| 2023 | $161,458 | $41,911 | $119,547 | — | — |
| 2022 | $41,132 | — | $41,132 | — | — |