Plan Snapshot
- Plan Sponsor: Glass Lewis & Co. LLC
- Sponsor EIN: 043737021
- Sponsor Address: 2323 GRAND BOULEVARD, STE 1125, KANSAS CITY, MO, 64108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 177
- Total Assets: $20.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 177 | $20.6M | $0 | $0 |
| 2024 | 116 | $18.4M | $316,201 | $1.1M |
| 2023 | 112 | $15.7M | $273,146 | $948,019 |
| 2022 | 106 | $13.1M | $245,572 | $874,331 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | Other Service Provider | $25,125 | — | $25,125 |
| FRANK RIMERMAN & CO LLP. | Other Service Provider | $15,750 | — | $15,750 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $40,875
- Estimated Expense Ratio: 0.199% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,529,361 | — | $25,125 | $15,750 | — |
| 2024 | $40,737 | — | $26,037 | $14,700 | — |
| 2023 | $33,490 | — | $23,490 | $10,000 | — |
| 2022 | $38,033 | — | $24,383 | — | $13,650 |