Plan Snapshot
- Plan Sponsor: Gertrude Hawk Brands, INC.
- Sponsor EIN: 232069119
- Sponsor Address: 901 KEYSTONE PARK ROAD, DUNMORE, PA, 18512
- Plan Type: 401(k)
- Total Participants: 420
- Total Assets: $23.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 420 | $23.9M | $100,849 | $750,824 |
| 2023 | 477 | $22.2M | $109,834 | $840,282 |
| 2022 | 468 | $19.1M | $93,299 | $781,520 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $55,098 | — | $55,098 |
| WELLS FARGO CLEARING SERVICES LLC | INVESTMENT ADVISORY | — | $15,941 | $15,941 |
| WELLS FARGO ADVISORS FIN NETWORK | INVESTMENT ADVISORY | — | $6,961 | $6,961 |
| MMQ & ASSOCIATES PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MMQ & ASSOCIATES PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $78,000
- Estimated Expense Ratio: 0.326% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $55,098 | — | $55,098 | — | — |
| 2023 | $46,309 | — | $46,309 | — | — |
| 2022 | $29,203 | — | $29,203 | — | — |