Plan Snapshot
- Plan Sponsor: Gerald H. Phipps, INC.
- Sponsor EIN: 840423359
- Sponsor Address: 5995 GREENWOOD PLAZA BLVD STE 100, GREENWOOD VILLAGE, CO, 801114710
- Plan Type: 401(k)
- Plan Number: 011
- Total Participants: 296
- Total Assets: $20.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 296 | $20.9M | $0 | $0 |
| 2024 | 234 | $19.0M | $0 | $1.7M |
| 2023 | 222 | $16.8M | $0 | $1.6M |
| 2022 | 212 | $14.6M | $0 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | Investment Advisor | $36,136 | — | $36,136 |
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $30,968 | — | $30,968 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $67,104
- Estimated Expense Ratio: 0.321% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $3,116,405 | $38,937 | — | — | — |
| 2024 | $75,453 | $44,939 | — | — | — |
| 2023 | $64,340 | $38,493 | — | — | — |
| 2022 | $70,758 | $1,095 | — | — | — |