Plan Snapshot
- Plan Sponsor: Genus
- Sponsor EIN: 391256773
- Sponsor Address: 1525 RIVER ROAD, DEFOREST, WI, 53532
- Plan Type: 401(k)
- Total Participants: 1,049
- Total Assets: $141.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,049 | $141.0M | $4.6M | $8.1M |
| 2023 | 1,201 | $127.4M | $4.6M | $8.2M |
| 2022 | 1,195 | $105.0M | $4.4M | $7.4M |
| 2020 | 1,100 | $106.7M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | Recordkeeper | $107,262 | — | $107,262 |
| CREATIVE PLANNING HOLDCO, LLC | Investment Advisor | $65,044 | — | $65,044 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — Recordkeeper
- CREATIVE PLANNING HOLDCO, LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $172,306
- Estimated Expense Ratio: 0.122% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $172,307 | $65,045 | — | — | — |
| 2023 | $155,141 | $65,000 | — | — | — |
| 2022 | $158,329 | — | — | — | — |
| 2020 | $167,901 | $65,045 | — | — | — |