Plan Snapshot
- Plan Sponsor: Geneva Financial, LLC
- Sponsor EIN: 261589507
- Sponsor Address: 180 S. ARIZONA AVE, CHANDLER, AZ, 85225
- Plan Type: 401(k)
- Total Participants: 487
- Total Assets: $5.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 487 | $5.3M | $0 | $845,479 |
| 2023 | 526 | $4.8M | $0 | $1.0M |
| 2022 | 491 | $3.9M | $0 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LPL FINANCIAL LLC | Recordkeeper | — | $32,600 | $32,600 |
| NATIONWIDE | Insurance Carrier | $11,954 | — | $11,954 |
| PROACCOUNT | Recordkeeper | $9,413 | — | $9,413 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LPL FINANCIAL LLC — Recordkeeper
- NATIONWIDE — Insurance Carrier
- PROACCOUNT — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $53,967
- Estimated Expense Ratio: 1.015% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $16,498 | — | $16,498 | — | — |
| 2023 | $19,460 | — | — | — | — |
| 2022 | $13,467 | — | $13,467 | — | — |