Plan Snapshot
- Plan Sponsor: Gen3 Marketing, LLC
- Sponsor EIN: 205304445
- Sponsor Address: 960B HARVEST DRIVE - SUITE 210, BLUE BELL, PA, 19422
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 129
- Total Assets: $8.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 129 | $8.5M | $0 | $0 |
| 2024 | 82 | $7.1M | $260,593 | $470,266 |
| 2023 | 92 | $5.9M | $280,780 | $441,029 |
| 2022 | 105 | $4.4M | $237,985 | $398,937 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMI | Other Service Provider | $37,222 | — | $37,222 |
| LINCOLN NATIONAL CORPORATION | Other Service Provider | $21,944 | — | $21,944 |
| THE MANDMARBLESTONE GROUP LLC | Recordkeeper | $20,664 | — | $20,664 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $79,830
- Estimated Expense Ratio: 0.939% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $788,739 | $37,222 | $21,944 | — | — |
| 2024 | $57,779 | $31,985 | $21,319 | — | — |
| 2023 | $53,360 | $24,359 | $18,286 | — | — |
| 2022 | $46,593 | — | — | — | $46,593 |