Plan Snapshot
- Plan Sponsor: Gen Ii Fund Services (Colorado), LLC
- Sponsor EIN: 871242369
- Sponsor Address: 4643 SOUTH ULSTER STREET, SUITE 400, DENVER, CO, 80237
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 0 | $0 | $0 | $0 |
| 2022 | 126 | $10.3M | $495,020 | $961,285 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALPHA CAPITAL MANAGEMENT GROUP LLC | Investment Advisor | $22,005 | — | $22,005 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $12,997 | — | $12,997 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $35,002
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $3,349 | — | $3,349 | — | — |
| 2022 | $15,603 | — | $15,603 | — | — |